Senior Manager, Listed Issuer Services

The Senior Manager, Listed Issuer Services, analyzes, summarizes and recommends action to be taken on a wide variety of corporate finance transactions from both issuers seeking a listing on the Toronto Stock Exchange (TSX) and issuers already listed.




  • Provide advice to prospective clients, listed issuers and their advisors on TSX listing matters. This includes providing guidance on the application and interpretation TSX policies and suggesting alternative structuring options.

  • Timely review and management of applications with a view to promote integrity and maintain a quality marketplace.Quickly gain an understanding of transactions, their risks and impact on all market participants.

  • Be able to act independently and confidently, as well as properly identifying threshold issues
    quickly and communicating them appropriately to the Managing Director.

  • Prepare written reports outlining the issuer's operations and affairs (financial statements,
    management, public distribution, etc.) taking into consideration all relevant requirements, policies and precedents.

  • Communicate and recommend solutions to remedy deficiencies and issues identified

  • Ensure that listed issuers transact business within the rules and polices of TSX.

  • Participate in special projects as required, including policy and operational projects.

Must Have Skills:

  • CA, CFA, P.Eng, MBA or LLB designation. Preference will be given to individuals called to the bar in Ontario or another Canadian jurisdiction.

  • 2 to 7 years of experience in a financial/analytical or legal role, ideally advising public companies on securities law matters.

  • Strong communication skills in English, both written and verbal.

  • Excellent analytical, risk assessment, decision making and communication skills are a must.

  • Commitment to excellence in quality work, responsiveness and courteousness in communications with internal and external parties.

  • Experience with financial and business issues including the ability to conduct detailed
    analysis of an issuer's affairs and related financial information.

Nice to Have Skills:

  • Familiarity with TSX listing policies and requirements.

  • Familiarity with NI 43-101 technical reports.

  • Working knowledge of IFRS.

  • Working knowledge of French.

  • Completion of the Canadian Securities Course and any other industry related course



TMX is committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide accommodations for applicants and employees who require it.

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