Securities Law Clerk

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We have an exciting opportunity to join our Compliance and Legal team as a Securities Law Clerk, in our Toronto office.


About you:

You are an experienced Law Clerk, with working knowledge of securities laws and continuous disclosure requirements, and looking to build and expand on your existing experience.

Your Responsibilities:

  • Prepare and file securities regulatory documents on SEDAR
  • Liaise with the OSC and business partners to obtain the appropriate approvals/receipts
  • Assist in the drafting and preparation of securities offering documents such as offering memorandum, prospectuses, annual information forms, and proxy related materials
  • Draft continuous disclosure documents, such as press releases and material change reports
  • Act as a resource for the Legal Department and business partners to use in connection with any product development initiatives
  • Keep track of upcoming and ongoing filing deadlines
  • Assist with legal contract management
  • Any other departmental responsibilities


Your Qualifications:

  • 2-5 years’ experience in securities law (preferably with knowledge of investment funds specifically)
  • Institute of Law Clerks of Ontario Associate Program Certificate and/or College Law Clerk Diploma
  • Strong written and verbal communication skills
  • Excellent organizational and project management skills
  • Ability to maintain strong relationships and rapport with business partners
  • Ability to prioritize and handle multiple tasks in a demanding work environment
  • Accurate and detail-oriented
  • Working knowledge of securities laws and continuous disclosure requirements
  • Strong computer skills including SEDAR, and Microsoft Office

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